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Sebi Imposes Rs 5 Lakh Fine on Former Compliance Officer Radico Khaitan Legal Head for Insider Trading Violation

Sebi Imposes Rs 5 Lakh Fine on Former Compliance Officer Radico Khaitan Legal Head for Insider Trading Violation

by CertPro Digest | Mar 22, 2024 | News

Excerpt from Money Control Article, Published on Mar 20, 2024   Amit Manchanda, the former Vice President-Legal and Compliance Officer of Radico Khaitan, has been penalized with a Rs 5 lakh fine by the Securities and Exchange Board of India (Sebi) for breaching...
Apple Defends Compliance with EU’s Digital Markets Act Amidst Regulatory Scrutiny

Apple Defends Compliance with EU’s Digital Markets Act Amidst Regulatory Scrutiny

by CertPro Digest | Mar 20, 2024 | News

Excerpt from WioNews Article, Published on Mar 19, 2024 Amidst heightened regulatory scrutiny, tech giant Apple has stood firm on its compliance with the European Union’s Digital Markets Act (DMA), countering criticisms of its purported failure to sufficiently...
JPMorgan Faces $348.2 Million Fine for Trading Compliance Failures

JPMorgan Faces $348.2 Million Fine for Trading Compliance Failures

by CertPro Digest | Mar 15, 2024 | News

Excerpt from Reuters Article, Published on Mar 15, 2024   JPMorgan Chase & Co finds itself in the regulatory spotlight once again as it grapples with a hefty penalty of $348.2 million imposed by U.S. banking regulators. The Federal Reserve, in collaboration...
RBI Fined City Union Bank with ₹66 Lakh Penalty for Regulatory Non-Compliance

RBI Fined City Union Bank with ₹66 Lakh Penalty for Regulatory Non-Compliance

by CertPro Digest | Feb 28, 2024 | News

Excerpt from TheHindu Article, Published on Feb 27, 2024 The Reserve Bank of India (RBI) has levied a hefty penalty of ₹66 lakh on City Union Bank Ltd. (CUB) due to what it terms ‘non-compliance’ with certain regulatory directives. The fine is because CUB...
SolarWinds Data Breach Spurs Discussion on Corporate Accountability and GDPR Compliance

SolarWinds Data Breach Spurs Discussion on Corporate Accountability and GDPR Compliance

by CertPro Digest | Feb 13, 2024 | News

Excerpt from JDSupra Article – Published on Feb 13, 2024 In a recent episode of the Life with GDPR podcast, experts Tom Fox and Jonathan Armstrong, from Cordery Compliance, delved into the complex landscape of corporate responsibility and data protection risks, with a...
TCS Sets Firm Return-to-Office Deadline, Non-compliance Draws Consequences

TCS Sets Firm Return-to-Office Deadline, Non-compliance Draws Consequences

by CertPro Digest | Feb 9, 2024 | News

Excerpt from Timesnownews Article – Published on Feb 07, 2024 Tata Consultancy Services (TCS) has announced an extension of the return-to-office deadline for its employees, citing security concerns and emphasizing the need for a full return to office premises. The...
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