ISO 27001 Certification Audit by a Licensed CPA Firm — CertPro
ISO/IEC 27001:2022
Licensed CPA Firm

ISO 27001 Certification
Audit by
lead auditors

CertPro performs ISO 27001 audits in accordance with ISO/IEC 27001:2022 and ISO 19011 guidelines. Certification is issued by an IAF-accredited certification body upon successful completion of the audit. Independent, evidence-based audits conducted by credentialed auditors across every engagement.

CISA ISO 27001
ISO 27001 Audit Overview
In Progress
Context
Leadership
Risk
Operations
Evaluation
Audit Completion0%
Kick-off, PIMS scope definition & certification path confirmation
Evidence access, Stage 1 audit & gap list issuance
Gap clarification & Stage 2 privacy control testing
Audit report issuance & certification by IAF-accredited body
Credentialed Audit Team
ISO 19011-Aligned
IAF-Accredited Certification
1000+
Engagements
100%
Independent Audit Engagements
4-Phase
Audit Process
What is ISO 27001

The International Standard for Information Security Management

ISO/IEC 27001:2022 is an internationally recognized standard that defines requirements for establishing, implementing, maintaining, and continually improving an Information Security Management System (ISMS). ISO 27001 certification signals that an organization has built a structured, risk-driven approach to protecting information assets, verified through an independent audit against defined international requirements.

CertPro performs ISO 27001 audits in accordance with ISO/IEC 27001:2022 and ISO 19011 guidelines. Certification is issued by an IAF-accredited certification body upon successful completion of the audit. Every engagement is conducted by qualified ISO Lead Auditors and CISA-certified professionals applying structured, evidence-based conformity assessment across all in-scope controls and clauses.

For technology organizations managing sensitive data across complex environments, an ISO 27001 certification is one of the most credible and widely accepted security frameworks globally, and the clearest proof that your information security posture has been independently assessed against a rigorous international standard.

Clause 4 to 6: Context, Leadership & Planning

Defines the ISMS scope, leadership commitment, and the risk assessment and treatment process used to establish and maintain the ISMS.

Clause 7: Support and Competence

Covers resource allocation, personnel competence, security awareness, and the documentation requirements that underpin a functioning ISMS. Ensures the system is sustained by qualified people and controlled records.

Clause 8: Operational Controls

Governs the implementation and management of information security processes across the defined scope, including risk treatment plans and operational procedures aligned with identified risks.

Clause 9: Performance Evaluation

Requires ongoing monitoring, measurement, internal audits, and management reviews to assess whether the ISMS is functioning as intended and meeting defined objectives.

Clause 10: Continual Improvement

Mandates a structured approach to addressing nonconformities and driving improvement. Organizations must demonstrate corrective action and evidence of ongoing ISMS maturity over time.

Stage 1 vs Stage 2 Audit

Two Mandatory Stages. One Certification.

An ISO 27001 audit for initial certification involves two mandatory stages. Stage 1 evaluates ISMS documentation and design readiness. Stage 2 assesses the effective implementation across all in-scope controls and clauses. Both stages are conducted by CertPro in accordance with ISO/IEC 27001:2022 and ISO 19011. The certification decision is made by the IAF-accredited certification body following satisfactory completion of both stages.

Stage 1

ISMS Documentation and Design Review

The Stage 1 ISO 27001 audit evaluates whether the organization's ISMS controls and documentation meet the requirements of ISO/IEC 27001:2022. CertPro reviews the ISMS scope, risk assessment records, Statement of Applicability, and documented controls to determine whether the organization is ready to proceed to Stage 2.

Reviews ISMS documentation against applicable ISO/IEC 27001:2022 clauses
Evaluates the Statement of Applicability for Annex A control applicability and traceability
Assesses risk assessment and risk treatment documentation for adequacy
Identifies documentation gaps and areas requiring clarification before Stage 2
Determines organizational readiness for the Stage 2 certification audit
Stage 1 findings documented by CertPro upon completion of the documentation review
Stage 2

Assessment of Control Implementation

The Stage 2 ISO 27001 audit is a detailed assessment of whether the ISMS is implemented and operating effectively across the defined scope. CertPro collects audit evidence through interviews with relevant personnel, observation of processes and operational activities, and review of documents and records — including system logs, audit trails, monitoring records, and operational procedures — using sampling where appropriate to assess consistent implementation across the defined scope.

Assesses implementation and operating effectiveness of all in-scope ISMS controls
Reviews objective evidence against ISO/IEC 27001:2022 requirements and Annex A controls
Includes verification of dynamic evidence: logs, audit trails, monitoring records
Nonconformities documented with severity classification and management response
Stage 2 findings documented by CertPro upon completion of the assessment
Certification decision made by the accredited certification body after review of audit results
Engagement Methodology

Four Phases. Structured Process. ISO 19011-Aligned.

Every CertPro ISO 27001 audit engagement follows a structured four-phase process governed by ISO/IEC 27001:2022 requirements and ISO 19011 audit guidelines at every stage.

1
Phase 1

Kick-off and Audit Scoping

A 30-minute kick-off call confirms the audit scope, ISMS boundaries, applicable ISO 27001 clauses, and engagement timeline. The in-scope systems, locations, and organizational units are defined in writing. A single client-side point of contact is identified to ensure streamlined communication throughout the ISO 27001 audit engagement.

2
Phase 2

Evidence Access and Stage 1 Audit

The client provides access to the evidence repository, including ISMS documentation, the Statement of Applicability, risk assessment records, and control evidence. CertPro conducts the Stage 1 audit, reviewing documentation against ISO/IEC 27001:2022 requirements. A structured gap list is compiled and delivered, identifying areas requiring clarification or additional evidence before Stage 2 begins.

3
Phase 3

Gap Clarification and Stage 2 Audit

A Zoom session is conducted to review the structured gap list with the client. The client submits additional evidence or demonstrates controls live. Stage 2 audit then assesses the effectiveness of ISO/IEC 27001 control implementation across all in-scope areas through interviews, observation, document and record review. Nonconformities are documented with severity classification and management response.

4
Issued

Report Issuance and Certification

The Stage 2 audit findings are compiled, independently reviewed by CertPro's QA team, and shared with the client for factual accuracy review. The ISO 27001 certification is then issued by the IAF-accredited certification body upon satisfactory closure of identified nonconformities and completion of the certification decision process.

Readiness Assessment

Is Your Control Environment Ready?

The five areas below represent common observations identified during ISO/IEC 27001 audits. Each one maps directly to ISO/IEC 27001:2022 clause or Annex A control requirements.

Clause 6

ISMS Scope and Risk Assessment Documentation

A defined ISMS scope and documented risk assessment are core ISO 27001 requirements. Assessments must identify threats, evaluate likelihood and impact, and define risk treatment with control selection recorded in the Statement of Applicability.

SoA

Statement of Applicability

The SoA lists the Annex A controls, identifies applicability, and documents the rationale for exclusions and implementation status. It is a key audit document reviewed in both Stage 1 and Stage 2.

Clause 7

Information Security Policies and Procedures

Management-approved policies must cover access control, incident response, asset management, supplier risk, and data classification. Policies must be current, communicated, and supported by evidence of implementation.

Clause 9

Internal Audit and Management Review Records

Clause 9 requires internal audits and management reviews at defined intervals. These records demonstrate active ISMS monitoring and leadership accountability for its effectiveness.

Clause 10

Corrective Action and Nonconformity Records

Organizations should document how nonconformities are identified, analyzed, and resolved. These records demonstrate continual improvement under Clause 10 and are a core audit focus.

Control Environment Assessment
0/ 100

Readiness Score

Based on a review across ISO/IEC 27001:2022 clauses and Annex A control domains. Four areas require additional evidence prior to Stage 1.

Clause 6: Risk Assessment & Treatment82%
Clause 7: Support & Documentation75%
Clause 8: Operational Controls80%
Clause 9: Performance & Internal Audit68%
Annex A: Information Security Controls77%
Gap Findings4 Open
Statement of ApplicabilityControl exclusions not supported by documented rationale
Annex A
Internal Audit ProgramInternal audit program not formally established or scheduled
Clause 9.2
Supplier Security RequirementsThird-party security obligations not documented in agreements
A.5.19
Management Review RecordsManagement review not conducted at planned intervals
Clause 9.3
1000+
Engagements
12+
Years Active
25+
Countries
ISO 19011 Clause-Based Independent
Why CertPro

Independent ISO 27001 Audit.
Evidence-Based. Accreditation-Aligned.

Six principles govern how CertPro conducts every ISO 27001 audit engagement, from scoping through final report completion. These commitments are structural, documented in every audit report, and governed by the requirements of ISO 19011 and ISO/IEC 27001:2022 at every stage.

Audit Independence

CertPro does not provide ISMS implementation or advisory services to audited organizations. An impartiality check is documented for every engagement. Audit conclusions are based solely on objective evidence from the current audit, aligned with ISO 19011 requirements.

Standardized Engagements

All audits follow ISO/IEC 27001:2022 and ISO 19011 guidelines. Stage 1 and Stage 2 are executed using a structured, evidence-based methodology. Any certification decision is made by the accredited certification body.

Evidence-Based Conformity Assessment

All conclusions are supported by objective evidence. Controls are assessed through interview, observation, document and record review. Auditors independently verify samples using system queries, configuration reviews, and log analysis.

Credentialed Audit Team

Each engagement is led by an ISO Lead Auditor, supported by CISA-certified auditors and domain specialists. Credentials align with the audit scope. CertPro brings 12+ years of audit experience across key industries.

Transparent Communication

Findings are communicated clearly at every stage. Nonconformities include clause reference, severity, evidence, and required action. Clients track progress in real time with milestone updates. All findings are communicated progressively throughout the engagement.

Globally trusted

CertPro ISO 27001 audits are a recognized trust signal for information security management worldwide. Adherence to established audit standards drives consistent acceptance of our reports by enterprise customers globally.

Common Questions

ISO 27001: Questions We Hear Most

ISO/IEC 27001:2022 defines requirements for establishing, implementing, and improving an Information Security Management System (ISMS). It applies to organizations handling sensitive data and needing to demonstrate a structured, independently verified security posture. Common adopters include technology companies, financial institutions, healthcare providers, and managed service organizations.

Stage 1 reviews ISMS documentation and readiness against ISO/IEC 27001:2022. Stage 2 assesses the practical control implementation and effectiveness through objective evidence. Both stages are required for certification. CertPro conducts both, with certification issued by an IAF-accredited body upon successful completion.

The audit evaluates conformity across the ISO/IEC 27001:2022 framework. This includes ISMS scope, risk assessment and treatment, Statement of Applicability, Annex A controls, internal audits, management reviews, and corrective actions. All conclusions are based on objective evidence.

Annex A includes 93 controls across organizational, people, physical, and technological domains. Selection is based on risk assessment. Applicable controls, exclusions, and justifications are documented in the Statement of Applicability, a key audit document reviewed against ISO/IEC 27001:2022 requirements in both Stage 1 and Stage 2.

Timelines depend on the organization's readiness and the scope of the engagement. CertPro conducts Stage 1 and Stage 2 audits in accordance with ISO/IEC 27001:2022 and ISO 19011. Any certification decision is made by the accredited certification body following completion of the applicable review process. Surveillance audits are typically conducted at annual intervals thereafter.

ISO/IEC 27001 is a management system standard assessed through certification by an accredited certification body. SOC 2 is an attestation framework governed by the AICPA, and SOC 2 reports are issued by a licensed CPA firm. Organizations often pursue both to support different buyer and regulatory requirements.

Discuss Your ISO 27001 Audit Engagement

Speak with a CertPro credentialed auditor to confirm your ISMS audit scope, applicable ISO/IEC 27001:2022 clauses, and the evidence requirements relevant to your organization.

ISO/IEC 27001:2022 ISO 19011 Aligned Stage 1 & 2
Client Feedback

"The ISO/IEC 27001 audit was conducted in a structured and well-organized manner. We appreciated the quality, clarity, and professional coordination throughout the audit documentation process."

— Andrea Pane, Senior Global Sales Operations Manager, Knowledge Pillars
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